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20 Dongfang 01: Zhejiang Dongfang Financial Holding Group Co., Ltd. Public Offering of Corporate Bonds (Phase I) 2020 Announcement

Time: 23:02:00, January 9, 2020
Original title: 20 Dongfang 01 : Zhejiang Dongfang Financial Holding Group Co., Ltd. Public Offering of Corporate Bonds (Phase I) 2020 Announcement




Zhejiang Oriental Financial Holdings Group Co., Ltd.

(Address: West Lake Avenue, Hangzhou, Zhejiang Province
12
number)


http://timgsa.baidu.com/timg?image&quality=80&size=b9999_10000&sec=1533014314609&di=8286b3bee444edf2d24f62ba88cb8a74&imgtype=0&src=http%3A%2F%2Fpic.9ht.com%2Fup%2F2015-4%2F2015421162315.


Public issuance of corporate bonds in 2020 (first phase)

Release announcement



(For qualified investors)





Lead lead underwriter, bookkeeper



CITIC Construction Investment Securities Co., Ltd.

(Address: Building 4, No. 66 Anli Road, Chaoyang District, Beijing)

Co-leader



Caitong Securities Co., Ltd.

(Address: Room 201, 501, 502, 1103, 1601-1615, 1701-1716, Jiahua International Business Center, 15 Hang Da Road, Hangzhou)


Date of signature:
20
20
year
1
month
9
day



The issuer and all members of the board of directors guarantee the truthfulness, accuracy and completeness of the contents of the announcement, and shall bear joint and several liability for the false records, misleading statements or major omissions of the announcement.



important hint

1
,
Zhejiang Dongfang Financial Holding Group Co., Ltd. (hereinafter referred to as "Issuer" or "Company")
The face value of the public offering to qualified investors does not exceed
3
5
100 million yuan (including
3
5
Billion yuan) of corporate bonds (hereinafter referred to as the "bonds") have been licensed by the China Securities Regulatory Commission
[2019]
2
755
Document approval.



The issuer's bonds will be issued in installments.
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public release
Corporate bonds (first instalment)
(Hereinafter referred to as "the current bond")
Issuance size does not exceed
1
0
100 million yuan (including
1
0
Billion).



2
Before the issuance of the bonds, the company's net assets at the end of the most recent period were
102.82
100 million yuan (as of
2019
year
6
month
3
0
Total daily shareholders' equity in the consolidated statement); the company ’s annual distributable net profit for the last three fiscal years is
7.19
Billion
2016
-
2018
Annual average of net profit attributable to owners of parent company in annual audited consolidated statements)
. Expected to be no less than one year of interest on the bond
1.5
Times. The financial indicators of the issuer before the current issue are in compliance with relevant regulations.



3
,
After comprehensive assessment by Shanghai New Century Credit Rating Investment Service Co., Ltd., the issuer's main credit rating is
AA
A
, The credit rating of the current bond is
AAA
,
Shanghai New Century Credit Rating Investment Services Co., Ltd. will perform periodic follow-up ratings and irregular follow-up ratings on the issuer during the effective duration of the bonds.



4
2. The current bonds are unsecured bonds.



5
,
The current bond is
3
Fixed-year bonds,
Issuance size does not exceed
1
0
100 million yuan (including
1
0
Billion yuan)
.



The bond issuance is open to qualified investors as stipulated in the “Administrative Measures for the Issuance and Transaction of Corporate Bonds ” (hereinafter referred to as the “Administrative Measures”), and the coupon rate will be based on the results of offline inquiry bookkeeping, which shall be issued by the issuer and bookkeeper The relevant national regulations are determined through consultation within the interest rate inquiry range. The bonds are subject to annual interest with simple interest, without compound interest.



6
The inquiry range of the coupon rate of the current bond is:
3.
4
0
%
-
4
.
4
0%
The final coupon rate will be determined based on the results of bookkeeping filing. The issuer and bookkeeper will
2020
year
1
month
10
day(
T
-
1
(Day) Inquiry on the interest rate to offline investors by way of bookkeeping filing, and determine the final coupon rate of the current bond based on the results of bookkeeping filing. The issuer will
2020
year
1
month
13
day(
T
Day) On the Shanghai Stock Exchange website



(
www.sse.com.cn
) Announced the final coupon rate of the current bond, please pay attention to investors.



7
The issuer's main credit rating is
AAA
, The credit rating of the current bond is
AAA
The current bond is in compliance with the basic conditions for conducting a new pledged repo transaction. The issuer intends to apply for a new pledged repurchase arrangement with the Shanghai Stock Exchange and the bond registration agency. If approved, the specific conversion rate and other matters will be implemented in accordance with the relevant regulations of the Shanghai Stock Exchange and the bond registration agency.



8
2. The issuance of bonds in this period adopts the method of filing files with qualified investors under the "Administrative Measures" offline. Off-line subscriptions are conducted by the issuer and bookkeepers in accordance with the bookkeeping profile. Specific issuance arrangements will be made in accordance with the relevant regulations of the Shanghai Stock Exchange. For details of the placing principles, please refer to "(6) Placing" in "III. Off-line Issuance" in this announcement.



9
2. Offline distribution is for qualified investors. The minimum offline purchase amount for qualified investors is
10,000
hand(
100,000
Zhang,
1,000
Million), more than
10,000
The hand must be
10,000
hand(
1,000
Million). Unless otherwise specified by the bookkeeper.



10
5. Investors must not use other people's accounts or funds to subscribe illegally, nor can they illegally finance or subscribe for other people's illegal financing. Investors subscribing to and holding the bonds shall abide by relevant laws and regulations and relevant regulations of the China Securities Regulatory Commission, and shall bear corresponding legal liabilities.



1
1
Investors are kindly reminded to note the bond issuance methods, issue objects, number of issues,
Specific regulations on issuance time, subscription methods, subscription procedures, subscription price and subscription payment.



1
2
3. The issuer will go through the relevant listing procedures as soon as possible after the issuance of the bonds, and the specific listing time of the bonds will be announced separately.



1
3
3. The bonds are issued to qualified investors. After the issuance is completed, the bonds can be listed on the Shanghai Stock Exchange auction trading system and the fixed-income integrated electronic platform.



1
4
2. This announcement only explains the issues related to the issuance of bonds, and does not constitute any investment advice for this period of bonds. Investors who want to know more about the bond situation, please read the "
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public release
Corporate bonds (first instalment)
"Prospectus", for relevant information about this issue, investors can also go to the Shanghai Stock Exchange website (
www.sse.com.cn
)Inquire.



1
5
For other issues related to the issue of this issue, the issuer and the lead underwriter will, if necessary, be posted on the Shanghai Stock Exchange website (
www.sse.com.cn
) Timely announcement, investors are invited to pay attention.



1
6
In case of market changes, the issuer may cancel the bond issuance after consultation with the bookkeeper.



1
7
3. The issuer does not subscribe directly or indirectly for the bonds it issues during the bond issuance period. debt



The interest rate or price of bond issuance shall be determined through inquiry, agreement pricing, etc. The issuer does not manipulate the issuance pricing, black-box operation, and does not seek improper benefits or transfer benefits to other relevant stakeholders by means of holding or trust. Or provide financial assistance to investors participating in the subscription through other stakeholders, and do not perform other acts that violate fair competition and disrupt market order.



18
, If the issuer has directors, supervisors, senior management personnel,
5%
Of the shareholders and other related parties involved in the subscription of this bond, the issuer will disclose the relevant subscription situation in the announcement of the issuance result.




One,
Basic information and issuance terms of this issue


(I) Basic Issuance Terms of the Bonds


1. Issuer: Zhejiang Oriental Financial Holdings Group Co., Ltd.


2. Name of the bond: Zhejiang Oriental Financial Holding Group Co., Ltd. publicly issues corporate bonds in 2020
Coupons (first phase).


3. Total Issuance: The issuance of bonds in this period is not more than RMB 1 billion (including RMB 1 billion).


4. Bond maturity: The current bond is a 3-year fixed rate bond.


5. Guarantees: The bonds are unsecured.


6. Bond interest rate and its determination method: The current bond is a fixed interest rate, and the coupon rate will be determined based on the results of bookkeeping.


7. Bond form: Real-name book-entry corporate bonds . The bonds subscribed by investors are kept in the custody account opened by the registration institution. After the issuance of bonds of this period, bond holders can carry out operations such as bond transfer and pledge in accordance with the regulations of relevant authorities.


8. Bond face value: The face value of the bond is 100 yuan.


9. Issue price: The bonds are issued at par at par.


10. Issuance methods and objects: The current issue of bonds is issued to qualified investors stipulated in the "Administrative Measures." Bond placement. Specific issuance arrangements will be made in accordance with the relevant regulations of the Shanghai Stock Exchange.


11. Principal and interest payment method and payment amount: The bonds in this period use single interest to calculate interest annually, without compound interest. Interest is paid once a year and the principal is repaid once due. The last period of interest is paid along with the principal payment. The amount of interest paid to investors on the current interest payment date of the current bond is the product of the total coupon amount of the current bond held by the investor at the close of the interest registration date and the corresponding annual coupon rate; the principal and interest paid to the investor on the redemption date The amount is the interest of the last period of the bond held by the investor as of the close of the redemption registration date and the principal of the total face value of the bond held.


12. Placing rules: Bookkeepers place all valid subscriptions based on the results of offline inquiry. Institutional investors will not receive more than the corresponding maximum subscription amount in their effective subscription. The placing is based on the following principles: bookkeeping is performed in accordance with the investor's subscription interest rate from low to high, and the subscription amount is accumulated according to the subscription interest rate from low to high. When the cumulative amount exceeds or equals the maximum amount of the current bond issue


The subscription interest rate is confirmed as the issue interest rate; investors with subscription interest rates below the final issue interest rate (including the issue interest rate) are placed on the principle of price priority; if the prices are the same, the placement is performed on the basis of equal proportions.
At the same time, due consideration shall be given to investors with long-term cooperation. The issuer and bookkeeper have the right to determine the final placement results of the current bond.


13. Placing to company shareholders: The current bond is not placed to company shareholders.


14. First day of issue: January 13, 2020.


15. Value date: January 14, 2020.


16. Interest registration date: The bond interest registration date of this period shall be handled in accordance with the relevant regulations of the bond registration agency.

The holders of the current bond that are registered after the market closes on the interest registration date are entitled to the interest in the interest-bearing year in which the interest is registered on the current bond (the interest in the last interest-bearing year is paid along with the principal) .


17. Interest payment date: The interest payment date of this bond is January 14 each year from 2021 to 2023 (If it is a non-trading day, it will be postponed to the first trading day thereafter; (Excluding interest).


18. Maturity date: The maturity date of the current bond is January 14, 2023.


19. Interest-bearing period: The interest-bearing period of this bond is from January 14, 2020 to January 13, 2023
day.


20. Redemption registration date: The redemption registration date of the current bond is handled in accordance with the relevant regulations of the registration agency. Holders of the current bond registered after the market close on the redemption registration date are entitled to the last period of interest and the principal of the total face value of the bonds held.


21. Redemption date: The redemption date of the current bond is January 14, 2023 (If it is a non-trading day, it will be postponed to the first trading day thereafter; no interest will be added to the payment during the postponement period).


During the period from the day before the redemption registration date to the redemption date, trading of the current bond will cease.


22. Interest payment and redemption methods: The principal and interest payments of the current bond will be calculated in accordance with the relevant regulations of the bond registration agency.


23. Credit rating and credit rating agencies: After comprehensive assessment by Shanghai New Century Credit Rating Investment Service Co., Ltd., the credit rating of the current bond is AAA, and the company's main credit rating is AAA.


24. Bond trustee: CITIC Construction Investment Securities Co., Ltd.


25. Underwriting method: The main underwriter is responsible for setting up an underwriting syndicate for the current bond, and underwriting the balance by underwriting.



26. Place of listing and trading: Shanghai Stock Exchange.


27. Use of raised funds: After the issuance of bonds for the current period after deducting issuance expenses, 300 million yuan is intended to be used to repay due debts, and the remaining portion will be used to supplement working capital.


28. Tax reminder: According to the relevant national tax laws and regulations, the tax payable by investors for investing in the bonds shall be borne by the investors.


(2) Time schedule related to the issuance of bonds:


date


Distribution arrangements


T
-
2
day


(
20
20
year
1
month
9
day)


Announcement of prospectus, its abstract, release announcement and other materials


T
-
1
day


(
20
20
year
1
month
10
day)


Bookkeeping


Determine coupon rate


T
day


(
20
20
year
1
month
13
day)


Disclosure of final coupon rate


Offline release date


T +
1
day


(
20
20
year
1
month
14
day)


Offline release date


Institutional investors who subscribe offline will transfer the subscription funds to the special collection account of the lead underwriter on the day


T +
2
day


(
20
20
year
1
month
15
day)


Announcement of issuance of results, issuance ends




Note:
The above date is the trading day. In the event of a major emergency affecting the issue, the issuer and the lead underwriter will promptly announce and modify the issue schedule.



2. Inquiry on the interest rate of qualified investors offline


(I) Offline investors


The objects of participation in the bookkeeping of this bond issue are qualified investors who open qualified securities accounts with registered companies (except those prohibited by national laws and regulations). The source of funds for the purchase of qualified investors must comply with relevant state regulations.



(II) Preset interval of interest rate inquiry and determination method of coupon rate


The inquiry range of the coupon rate of the current bond is:
3.
4
0%
-
4
.
4
0%
The final coupon rate will be determined based on the results of bookkeeping filing. The issuer and bookkeeper will
2020
year
1
month
10
day(
T
-
1
Day) Inquiry of the interest rate to offline investors by bookkeeping and filing, and determine the final ticket of the current bond based on the results of bookkeeping



Face interest rate. The issuer will
2020
year
1
month
13
day(
T
(Day) On the Shanghai Stock Exchange website (
www.sse.com.cn
) Announced the final coupon rate of the current bond, please pay attention to investors.



Issuing interest rate confirmation principle:


1
,
The bookkeeping manager performs bookkeeping in accordance with the purchase interest rate of the qualified investor from low to high, and accumulates the compliant purchase amount one by one according to the principle of low to high purchase interest rate. When the accumulated amount exceeds or equals the total bond issuance of the current period The corresponding highest subscription rate is recognized as the issue rate.



2
,
If the cumulative amount of compliance subscription fails to reach the total bond issuance in the current period, the upper limit of the bookkeeping filing range is the issuance rate.



(Three) inquiry time


The time of the offline interest rate inquiry of this bond
2020
year
1
month
10
day(
T
-
1
Day), investors participating in the inquiry must be at
2020
year
1
month
1
0
day(
T
-
1
day)
1
4
: 00
-
1
7
: 00
Between
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public release
Corporate bonds (first instalment)
Offline interest rate inquiry and subscription application form》
(Hereinafter referred to as "
Application Form
"

) (
(See attachment) Fax to bookkeeper.



After the bookkeeper and the issuer have reached an agreement, the offline interest rate inquiry time can be extended.



(IV) Inquiry method


1
Fill out "
Subscription Application Form》


Qualified investors who intend to participate in offline inquiry can refer to the "
Subscription Application Form "and fill it out correctly as required. fill in"
The subscription application form should note:


(
1
)
Can be filled up
5
Inquiry rate, the inquiry rate may be discontinuous;


(
2
)
Fill in the inquiry rate accurately
0.01%
;


(
3
)
The inquiry interest rate should be filled in order from low to high;


(
4
)
The total purchase amount on each inquiry rate must not be less than
1,000
Ten thousand yuan (including
1,000
Ten thousand yuan
)
,
And for
1
,
000
An integer multiple of 10,000 yuan;


(
5
) The subscription amount corresponding to each subscription rate refers to the newly-added investment requirements of investors when the final issue rate is not lower than the subscription rate, and each standard is separately counted and not accumulated.




2
,submit


Investors participating in interest rate inquiry should
2020
year
1
month
10
day(
T
-
1
day)
1
4
: 00
-
1
7
: 00
The company ’s official seal or the authorized representative ’s signature
"Subscription Application Form", power of attorney and photocopy of the identity card of the authorized representative (not required to be affixed with the official seal of the unit) and other qualification certification documents required by the bookkeeper to provide to the bookkeeper, if appropriate, in special circumstances Extend bookkeeping time.



Once the "Application Form for Subscription" completed by the investor is faxed or sent to the bookkeeper, it constitutes a legally binding purchase offer from the investor.



fax:
010
-
89136009
turn
900003
,
010
-
89136013
turn
900003
;


Alternate fax:
010
-
65608443
,
010
-
65608444
;


E-mail:
bjjd0
3
@ csc.com.cn
;


support hotline:
010
-
86451
557
;


Contact:
Yin Jianchao and Liu Hao.



3
Interest rate determination


The issuer and bookkeeper will determine the final coupon rate of the current bond within the preset interest rate range based on the results of the offline interest rate inquiry.
2020
year
1
month
13
day(
T
day)
On the Shanghai Stock Exchange website (
http://www.sse.com.cn
) Announced the final coupon rate of the current bond. The issuer will publicly issue this bond to investors at the coupon rate determined above.



Third, offline distribution


(I) Issuing target


Off-line issuance targets qualified investors who open qualified securities accounts with registered companies (except those prohibited by laws and regulations), including qualified investors who have not participated in offline inquiry. The source of funds for the purchase of qualified investors must comply with relevant state regulations.


(2) Number of issues



The total amount of bonds issued this period does not exceed RMB
1
0
Billion
With
1
0
Billion).

The minimum subscription amount for each qualified investor participating in the offline issuance of this bond is
10,000
hand(
100,000
Zhang,
1,000
Ten thousand yuan),
exceed
10,000
The hand must be
10,000
hand(
100,000
Zhang,
1,000
10,000 yuan), unless otherwise specified by the bookkeeper.



(3) Issue price


The issue price of the bond is
100
yuan
/
Zhang.



(IV) Issuing time


The term of the bond issuance offline is
2
Trading days, ie
2020
year
1
month
13
day(
T
day)
with
20
20
year
1
month
14
day(
T + 1
day).



(V) Purchase methods


1
5. All investors participating in offline purchases must have opened a securities account of the Shanghai Stock Exchange at the time of purchase. Investors who have not opened an account must
2020
year
1
month
10
day(
T
-
1
Day) before opening a securities account.



2
Every investor should be at
2020
year
1
month
10
day(
T
-
1
day)
1
4
: 00
-
1
7
: 00
Fax or send the following information to the bookkeeping manager from time to time. In special circumstances, you can extend the bookkeeping time appropriately:


(
1
) Attachment "Subscription Application Form" (signed by the authorized representative or stamped with the official seal of the unit);


(
2
) Power of attorney and a copy of the ID card of the authorized representative (no need to provide the official seal of the unit)


(
3
) Other qualification certification documents required by the bookkeeper.



fax:
010
-
89136009
turn
900003
,
010
-
89136013
turn
900003
;


Alternate fax:
010
-
65608443
,
010
-
65608444
;


E-mail:
bjjd0
3
@ csc.com.cn
;


support hotline:
010
-
86451557
;


Contact:
Yin Jianchao and Liu Hao.



Investors completed the "
Once the Subscription Application Form is faxed or sent to the bookkeeper,



It is legally binding and cannot be withdrawn without the consent of the bookkeeper.



(6) Placing


Bookkeepers place all valid subscriptions based on the results of bookkeeping filings. The amount of qualified investors' placements will not exceed the corresponding maximum subscription amount in their effective subscriptions. The placing is based on the following principles: bookkeeping is performed in accordance with the investor ’s subscription interest rate from low to high, and the subscription amount is accumulated according to the subscription interest rate from low to high. The interest rate is recognized as the issue interest rate; investors who purchase interest rates below the final issue interest rate (including the issue interest rate) will be placed on the principle of price priority; if the prices are the same,
Placing in accordance with the principle of equal proportions,
At the same time, due consideration shall be given to investors with long-term cooperation. The issuer and bookkeeper have the right to determine the final placement results of the current bond.



(Vii) Payment


Institutional investors who have been placed should pay the subscription money in a timely manner in accordance with the regulations, and the subscription money must be 20
20
year
1
month
14
The day (T + 1) is fully transferred to the collection account designated by the bookkeeper. When transferring funds, the "full name of a qualified investor" and " Zhejiang Oriental Financial Holding Group Co., Ltd.'s public offering of corporate bonds in 2020"
Coupon (first phase) subscription funds ".


Account Name: CITIC Construction Investment Securities Co., Ltd.

Bank: ICBC Beijing Beixinqiao Sub-branch

Account number: 0200004319027309131

Large payment system number: 102100000431

(8) Handling of breach of contract


Right failed
2020
year
1
month
14
day(
T
+1
day)
Investors who have paid the subscription amount in full will be deemed to have defaulted on the subscription, and the bookkeeper has the right to cancel their subscription. The bookkeeping manager has the right to dispose of all bonds under the bid of the default investor, and has the right to further pursue the legal liabilities of the default investor according to law.



4. Subscription fees


The bond issuance does not charge investors commissions, transfer fees,
Fees such as stamp duty.




V. Risk Disclosure


The issuer and the lead underwriter have fully disclosed the risks that may be involved in the issuance of the issue in the known scope. For detailed risk disclosure terms, please refer to the " Zhejiang Oriental Financial Holding Group Co., Ltd. Public Offering of Corporate Bonds (Phase 1) Prospectus" .


Issuer and lead underwriter


(I) Issuer: Zhejiang Oriental Financial Holding Group Co., Ltd.

Address: No. 12 Xihu Avenue, Hangzhou, Zhejiang Province

Legal representative: Jin Chaoping

Contact: Hu Haitao

Contact address: No. 12 Xihu Avenue, Hangzhou, Zhejiang Province

Phone: 0571-87600129

Fax: 0571-87600278

Postal Code: 310009

(2) Lead Underwriter

1. Lead lead underwriter: CITIC Construction Investment Securities Co., Ltd.

Address: Building 4, No. 66 Anli Road, Chaoyang District, Beijing

Legal representative: Wang Changqing

Project leader: Wang Chonghe

Project team members: Chen Pengyu, Wang Shu, Caishen

Address: 2nd Floor, Block B, Kaiheng Center, No. 2 Chaone Street, Dongcheng District, Beijing

Phone: 010-85156322

Fax: 010-65608445

2. Joint lead underwriter: Caitong Securities Co., Ltd.

Address: Room 201, 501, 502, 1103, 1601-1615, 1701-1716, Jiahua International Business Center, 15 Hang Da Road, Hangzhou

Legal representative: Lu Jianqiang

Project leader: Ye Weifeng


Project team members: Wu Yuanyuan, Zheng Siyu

Address: Room 1506, Jiahua International Business Center, No. 15 Hangda Road, Hangzhou

Phone: 0571-87821835

Fax: 0571-87820057

(No text below)


(No text on this page.
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public Offering of Corporate Bonds (1st Issue)
Release announcement
(Seal page)
















Zhejiang Oriental Financial Holdings Group Co., Ltd.


year month day




(No text on this page.
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public Offering of Corporate Bonds (1st Issue)
Release announcement
(Seal page)
















CITIC Construction Investment Securities Co., Ltd.


year month day




(No text on this page.
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public Issuance of Corporate Bonds (Phase 1) Issuance Announcement "
(Seal page)
















Caitong Securities Co., Ltd.


year month day






annex
1
:


Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public release
Corporate bonds (first instalment)


Offline interest rate inquiry and subscription application form


Important statement


Before completing the form, please read the release announcement, prospectus and form filling instructions in detail.



Once this form is completed by the purchaser, and signed by an authorized representative (requires a power of attorney and a copy of the authorized representative ’s ID card) or stamped with the official seal of the unit (department official seal, business official seal), the form will be constituted by fax to the bookkeeper. An offer made by a purchaser that is legally binding on the purchaser.



The purchaser promises and guarantees that it will complete the payment on time according to the number of placings determined by the bookkeeper.



Basic Information


institution name





Legal representative





Business license number





Manager's name





E-mail





contact number





fax number





Securities Account Name (Shanghai)





Securities Account Number (Shanghai)





Interest rate inquiry and purchase information


3
annual


(Interest rate range:
3.
4
0%
-
4
.
4
0%
)


(The subscription amount corresponding to each subscription rate is a single subscription amount and is not calculated cumulatively)


Subscription rate
%
)


Purchase amount (ten thousand yuan)






































important hint:


1
3. This bond is traded on the Shanghai Stock Exchange. Please confirm that your unit has opened an account with the Shanghai Stock Exchange and is available. The bond purchase amount for the current period is a single purchase, with a minimum of
1,000
Ten thousand yuan (inclusive), and
1,000
An integer multiple of ten thousand yuan.



2
Short name and code of the bond:
Abbreviation:
20
East
01
, The code:
163110
.



3
The issue size of the current bond is no more than
1
0
100 million yuan (including
1
0
Billion yuan),
for
3
Fixed-year bonds; value date:
2020
year
1
month
14
Day; payment day:
2020
year
1
month
14
day. The subscription interest rate range is:
3.
4
0%
-
4
.
4
0%
.



4
, Investors put the "
Subscription Application Form (Annex
1
) After completing (signing or stamping),
2020
year
1
month
10
day
1
4
: 00
-
1
7
: 00
Fax to
010
-
89136009
turn
900003
,
010
-
89136013
turn
900003
, Standby fax
:
010
-
65608443
,
010
-
65608444
;Backup email
:
bjjd03@csc.com.cn
;support hotline
:
010
-
86451557
. In special circumstances, the bookkeeping time can be appropriately extended.












The purchaser hereby promises:


1
2. The content filled out by the purchaser is true, valid and complete (if there is a proportional limit on the purchase, it shall be indicated in the application form, otherwise it will be deemed as no proportional limit)
,
This subscription application form is irrevocable without agreement with the issuer and bookkeeper, and the delivery time of the purchase order shall be based on the fax time displayed in the bookkeeping room or the dedicated mailbox for the bookkeeping;


2
2. The source of the purchase funds complies with relevant laws, regulations and relevant regulations of the China Securities Regulatory Commission and other relevant statutory or contractual requirements applicable to itself, and has obtained all necessary internal and external approvals in this regard;


3
2. The purchaser agrees that the bookkeeper will determine the specific amount of the placement based on the circumstances of the bookkeeping file and accept the final bond placement result; the bookkeeper will send the "
Zhejiang Oriental Financial Holdings Group Co., Ltd.
2020
Public release
Corporate bonds (first instalment)
The Placing Payment Notice (referred to as the "Placing Payment Notice") constitutes a commitment to this subscription offer;


4
2. The purchaser understands and accepts that if it obtains a placement, it is obliged to transfer the full amount of the subscription money to the transfer account notified by the bookkeeper in accordance with the time, amount and method stipulated in the “Placing Payment Notice”. If the purchaser violates this obligation, the bookkeeping administrator has the right to dispose of all the bonds under the order of the defaulting purchaser. At the same time, the purchaser agrees to pay the bookkeeper to pay the bookkeeper at a rate of five ten thousandths per day for the unscheduled timeout Liquidated damages and compensation for losses suffered by the bookkeeper;


5
2.The purchaser understands and confirms that the purchase funds did not come directly or indirectly from the issuer, or cooperated with the issuer to seek improper benefits or transfer benefits to other relevant stakeholders through nomination or trust, without directly or through other benefits. Relevant parties accept behaviors such as financial assistance from the issuer;


6
2.The purchaser understands and accepts that, in the event of force majeure, the requirements of the supervisor or other circumstances that may have a significant adverse effect on the issue, the issuer and bookkeeper have the right to suspend or terminate the issue after consultation with the competent authority issued;


7
2. The purchaser understands and confirms that the directors, supervisors, senior management personnel, and shareholders who do not belong to the issuer exceed
5%
Shareholders and other related parties. If yes, please check the category:


(
) Directors, supervisors, and senior management of the issuer


(
) Shareholding ratio exceeds
5%
Of shareholders


(
) Other related parties of the issuer


8
The purchaser promises to follow the principles of independence, objectivity, and honesty to make a reasonable quotation. There is no negotiated quotation, intentionally lowering or raising interest rates,
Violations of fair competition and market order;


9
2. The purchaser has read the "Confirmation Letter of Qualified Investors" (Annex II) and confirms that it belongs to () investors (please fill in the letters corresponding to the investor type in Annex II);


If the investor type is
B
or
D
If you intend to invest your main assets in a single bond, please check to see if the final investor is a compliant investor that complies with the standards of the Fund Industry Association. ()whether


10
2. The purchaser has read the Risk Disclosure of Qualified Investors in the Bond Market in detail and completely (Annex III), and is aware of the investment risks of the current bond and has the ability to bear the risks;


1
1
2. The purchaser understands and accepts that the bookkeeping manager has the right to require the purchaser to provide relevant qualification certification documents, including but not limited to a business seal stamped with an official seal, and relevant certificates required by the regulatory authority to prove that the purchaser is a qualified investor;
The bookkeeping manager has the right to require the purchaser to provide a power of attorney for the official seal of the department or the special seal of the business, if necessary.

(If the purchaser fails to provide relevant documents as required, the bookkeeping administrator has the right to determine that the purchase is invalid)


Signature of the operator or other authorized person:








(Unit stamped)


year month day





annex
2
: Confirmation Letter from Qualified Investors (The following content does not need to be faxed to the bookkeeper, but should be considered as an integral part of this offering plan. Please read it carefully before filling out the form, and fill in the corresponding letters before the type of investors below. "Offline interest rate inquiry and subscription application form"


According to the "Administrative Measures on the Issuance and Transaction of Corporate Bonds " and the "Administrative Measures on the Appropriateness of Investors in the Shanghai Stock Exchange (2017 Revision)", please confirm the types of investors in this institution, and The corresponding letters are filled in the "Subscription Application Form":

(A) Financial institutions established with the approval of relevant financial regulatory authorities, including securities companies , futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies, trust companies, financial companies, etc .; securities registered or registered by industry associations Company subsidiaries, futures company subsidiaries, private equity fund managers;

(B) The wealth management products issued by the above institutions to investors include, but are not limited to , asset management products of securities companies, products of fund management companies and their subsidiaries, asset management products of futures companies, bank wealth management products, insurance products, trust products,
Private equity funds filed by industry associations; (If you intend to invest your main assets in a single bond, please also read the note below)

(C) Social security funds, pension funds such as enterprise annuities, social welfare funds such as charitable funds, qualified foreign institutional investors (QFII), RMB qualified foreign institutional investors (RQFII);

(D) A legal person or other organization that simultaneously meets the following conditions:

1. The net assets at the end of the last year are not less than 20 million yuan;

2. The financial assets at the end of the last year are not less than 10 million yuan;

3. Have more than 2 years of investment experience in securities, funds, futures, gold, foreign exchange, etc. (If the partnership intends to invest the main assets in a single bond, please also read the note below)

(E) Individuals who also meet the following conditions: the financial assets in the name of the 20 trading days before the purchase are not less than 5 million yuan a day,
Or the average annual personal income of the last 3 years is not less than 500,000 yuan; have more than 2 years of investment experience in securities, funds, futures, gold, foreign exchange, or more than 2 years of financial product design, investment, risk management and related work experience, Or senior managers of qualified investors who meet the first criterion, certified accountants and lawyers engaged in financial related business that have obtained professional qualification certification (financial assets include bank deposits, stocks, bonds, fund shares, asset management plans, bank wealth management products ,
Trust plans, insurance products, futures rights, etc.);

(F) other qualified investors recognized by the China Securities Regulatory Commission. Please indicate the specific type and attach relevant supporting documents (if any).


Remarks: If it is a Class B or D investor above, and intends to invest the main assets in a single bond, check whether the final investor is in compliance with the fund in accordance with the principle of penetration (as stipulated in Article 14 of the “Administrative Measures for the Issuance and Transaction of Corporate Bonds”). Qualified investors specified by the industry association standards, and check the corresponding fields in the "Application Form for Subscription".





annex
3
: Risk disclosure report for qualified investors in the bond market (the following content does not need to be faxed to the bookkeeper, but should be considered as an integral part of this application form, please read it carefully before filling it)





Dear investors:

In order to enable your company to better understand the risks associated with investing in corporate bonds , according to the relevant regulations of the Exchange on the appropriateness of investors in the bond market, the company will provide you (your company) with this risk disclosure letter. Please be careful and detailed Read and pay attention to the following risks.


Before participating in the subscription and trading of corporate bonds , your company should carefully check whether it has the qualifications of a qualified investor.
Fully understand the characteristics and risks of corporate bonds , carefully evaluate their economic status and financial capabilities, and consider whether they are suitable for participation.

These include:

I. Bond investment has credit risk, market risk, liquidity risk, enlarged transaction risk, standard bond owing risk,
Policy risks and other types of risks.


2. Investors should make a prudent decision to participate in bond subscriptions and transactions based on their financial conditions, actual needs, risk tolerance, and internal systems (if they are institutions).


3. The risk that the bond issuer cannot repay the principal and interest on schedule. If investors buy or hold credit bonds with lower or no credit rating, they will face significant credit risk.


4. The risk of bond price fluctuations due to factors such as the market environment or the relationship between supply and demand.


5. Investors cannot buy or sell bonds at a reasonable price in the short term, and thus suffer the risk of loss.


6. Investors use the two types of cash bonds and repurchase to enlarge the bond investment, thereby magnifying the risk of investment loss.


7. During the repurchase period, investors need to guarantee the full amount of standard repurchase. If the bond price falls during the repurchase period, the conversion rate of standard bonds will be reduced accordingly, and the financing party faces the risk of owing standard bonds. Financing parties need to replenish pledged bonds in time to avoid shortage of standard bonds.


8. Due to changes, amendments, etc. of national laws, regulations, policies, exchange rules, etc., it may adversely affect investors' transactions and even cause economic losses.




Special Note:

The reminders in this "Risk Disclosure" are just for the sake of enumeration, failing to detail all the risks of bond subscription and trading. Before participating in bond subscription and trading, your company should carefully read this risk disclosure, bond prospectus and relevant business rules of the exchange, confirm that you have known and understood all the contents of the risk disclosure, and make good risk assessment and financial arrangements to determine It has sufficient risk tolerance ability, and bears the corresponding risks of participating in subscriptions and transactions, to avoid suffering unbearable losses due to participation in bond subscriptions and transactions.






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